RIA Compliance Concepts LLC
2407 South Bagdad Road, Leander, TX 78641
Hours open
Monday:
8:30 AM - 5:30 PM
Tuesday:
8:30 AM - 5:30 PM
Wednesday:
8:30 AM - 5:30 PM
Thursday:
8:30 AM - 5:30 PM
Friday:
8:30 AM - 5:30 PM
Saturday:
Closed
Sunday:
Closed
Photos
Location & Phone number
About the Business
RIA Compliance Concepts LLC is a reputable institution located at 2407 South Bagdad Road in Leander, Texas, United States. Specializing in providing essential support to registered investment advisers, our professional team ensures that your compliance program is always up to par. With years of experience, we have established ourselves as one of the most reliable and responsive RIA compliance consultant companies in the region.
Our comprehensive services cover everything from registration assistance to annual risk assessments, guaranteeing that all your compliance needs are met. We understand the complexities of regulatory requirements and work diligently to keep you in good standing with regulatory bodies. Our flexible services can be tailored to meet your specific needs, ensuring that your regulatory obligations are handled efficiently.
At RIA Compliance Concepts, we offer cost-effective compliance solutions for every budget, making it easy for registered investment advisers to access the support they need. Our satisfied clients appreciate our hands-on approach to compliance consulting, which is both robust and intuitive. Join the many advisers who have benefitted from our expertise and contact RIA Compliance Concepts today for all your compliance needs.
Reviews
"Ivan was very responsive when it came to signing our firm up for their services, however we received hardly any communication from his team on next steps once we submitted payment. We terminated our services after this one month with Ivan after the lack of service. Very disappointing."
"We've had a great experience with RIA CC for our first two years working with them. The team is responsive and has the knowledge on how to handle out compliance needs. We feel confident we are well prepared for what the future brings as needs evolve each month in this business."
"We've been clients of RIA CC for a few years now and have benefitted tremendously from their expertise. They are efficient, reasonably priced and easy to work with and, arguably more important, they take the time to explain the compliance aspects, needs and deadlines clearly. I'm so happy we found them. They are a much better fit than our prior provider, at least for our small shop. - Mat"
"RIACC is top-notch - not just good but great quality for great value. They are always willing to help me with the current issues facing me. They have my trust and gratitude."
"Ivan and his team are professional, organized and thorough. They have a simplified process that leaves advisors free to serve clients without getting bogged down in the administration of their RIA. I've told so many other advisors about RIACC, especially when they are looking at large competitors like RIA in a Box. RIACC gives more personal service and for a lower fee. It just makes sense."
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