Financial regulatory compliance in New York

Cetera Investors is a finance institution located at 43 British American Boulevard in Latham, New York, United States. With 43 fully staffed and equipped branch offices, Cetera Investors offers financial advisors the opportunity to create a strong presence in their local community while maintaining ownership of their book and independence. The institution helps advisors identify areas with growth potential, provides resources and best practices, and sends qualified client leads directly to their inbox. Cetera Investors offers support for succession planning, marketing presence, advertising, client engagement, and regulatory compliance. Advisors can benefit from a unified advisory platform, mentorship, administrative support, and practice-management assistance. The institution also provides financial planning tools, asset-allocation guidance, ready-made portfolios, and legal and tax specialists to meet clients' needs.

GP Fund Solutions, located at 12 Cornell Road in Latham, New York, is a finance institution known for its exceptional services and high standards. With a team of dedicated professionals and a vibrant culture, GP Fund Solutions offers comprehensive fund administration services to clients in the US, UK, and EU. Their commitment to quality and service excellence sets them apart in the competitive market for 3rd party fund administration. Clients, like Level, have praised GP Fund Solutions for their instrumental role in helping them grow their private asset management business successfully.

Ann Finn Consulting, located at 2486 Angelina Drive in New York, United States, is a healthcare consulting institution led by Ann Finn. With a background in the healthcare industry, Ann specializes in Revenue Cycle, Compliance, and Financial Management. Services offered include Accounts Receivable and Denials Management, Charge Capture Reviews, Coding and Billing Trainings, Financial Benchmarking, and more. Ann is a national trainer and frequently speaks on coding, billing, and reimbursement issues. She collaborates with various healthcare organizations to improve fiscal sustainability. Ann holds a BS in Quantitative Analysis and works with a team of credentialed professionals to ensure quality results for each project. AFC focuses on providing personalized service with attention to detail, helping clients optimize reimbursement and ensure compliance in the ever-changing healthcare landscape. Specializing in Sexual and Reproductive Healthcare, AFC offers interactive training sessions tailored to the needs of each organization. As a certified Woman-Owned Business Enterprise, AFC is committed to delivering high-quality solutions to healthcare providers nationwide.

Cantwell & Associates is a reputable insurance agency located in Clayton, New York, United States. With a team of experienced professionals, they provide a wide range of insurance solutions to meet the needs of individuals and businesses alike. Whether you are looking for auto, home, life, or business insurance, Cantwell & Associates has you covered. Their commitment to excellent customer service and personalized insurance plans sets them apart from the competition. Trust Cantwell & Associates to protect what matters most to you.

NATIONAL SECURITY BKGE INC. is an insurance agency located at 3254 Railroad Avenue in Wantagh, New York, United States. We specialize in providing comprehensive insurance solutions to protect individuals and businesses against potential risks and threats. Our team of experienced professionals is dedicated to ensuring the security and peace of mind of our clients by offering personalized insurance plans tailored to their specific needs. Trust NATIONAL SECURITY BKGE INC. to safeguard your assets and investments with reliable and trustworthy insurance coverage.

North American Securities Agency is a reputable finance institution located at 224 Saint Andrews Road in Walden, New York, United States. With a strong presence in the financial industry, this agency provides a wide range of services related to securities and investments. Their team of experienced professionals offers expert advice and guidance to help clients navigate the complex world of finance. Whether you are looking to invest, trade securities, or seek financial planning assistance, North American Securities Agency is dedicated to helping you achieve your financial goals.

Lone Wolf Trading is a finance institution located at 518 North State Road in Briarcliff Manor, New York, United States. Specializing in trading services, Lone Wolf Trading offers a range of financial products and services to help clients navigate the complex world of investments. With a team of experienced professionals, Lone Wolf Trading is dedicated to providing personalized solutions to meet each client's unique needs and goals. Whether you are a seasoned investor or just starting out, Lone Wolf Trading is committed to helping you achieve financial success.

Harvey Partners, LLC is a finance institution located at 120 White Plains Road in Tarrytown, New York, United States. Specializing in financial services, Harvey Partners, LLC offers expert advice and solutions to help clients manage their investments and achieve their financial goals. With a team of experienced professionals, the institution is dedicated to providing personalized and strategic financial guidance to individuals and businesses alike.

Rienas & Brown Wealth Management is a finance institution located at 399 Knollwood Road, White Plains, New York, United States. With a focus on individual goals and personal risk tolerance, we provide investment, asset allocation, and portfolio recommendations to help you achieve your financial objectives. Our team documents your goals, regularly reviews your progress, and updates your approach as life changes. You can access your investments and accounts from any device, track your progress, and securely share information with us. Schedule a complimentary initial consultation to learn more about how we can assist you in reaching your financial goals. Our Ameriprise financial advisors are registered to do business in certain U.S. states and adhere to strict regulations to protect your privacy and security. Contact us today to discuss what matters most to you and start planning for a secure financial future.

Aegis Capital: Steve Ircha Senior Managing Director is a reputable finance institution located at 26 Paxton Avenue in Bronxville, New York, United States. As a senior managing director, Steve Ircha brings a wealth of experience and expertise to the firm, providing top-notch financial services to clients. With a focus on investment strategies, wealth management, and financial planning, Aegis Capital is dedicated to helping individuals and businesses achieve their financial goals. Trust in Steve Ircha and the team at Aegis Capital to provide personalized and professional financial guidance.

Essential Fund Services LLC is a finance institution located at 270 North Avenue in New Rochelle, New York, United States. We specialize in providing essential fund services to our clients, including fund administration, accounting, compliance, and regulatory reporting. Our team of experienced professionals is dedicated to helping our clients navigate the complex world of finance with ease and efficiency. Whether you are a hedge fund, private equity firm, or other investment entity, Essential Fund Services LLC is here to support your financial needs and help you achieve your goals.

Buckram Securities Ltd is a leading finance institution located at 168 Forest Avenue in Locust Valley, New York. With a strong reputation for providing top-notch financial services, Buckram Securities Ltd offers a wide range of investment options and advisory services to help clients achieve their financial goals. Whether you are looking to grow your wealth, plan for retirement, or invest in the stock market, the experienced team at Buckram Securities Ltd is dedicated to helping you make informed decisions and secure your financial future. Contact us today to learn more about how we can assist you with your financial needs.

Freshford Capital is a prominent finance institution located at 800 Westchester Avenue in Rye Brook, New York, United States. With a strong reputation for delivering top-notch financial services, Freshford Capital is dedicated to providing innovative investment strategies and solutions to its clients. The institution is committed to helping individuals and businesses achieve their financial goals through personalized and expert financial guidance. With a team of experienced professionals, Freshford Capital is a trusted partner for those seeking financial success and security.

Walker & McMillian LLC is a financial institution located at 71 Robinson Avenue in Glen Cove, New York, United States. The data submitted to this institution is transmitted via a secure connection, ensuring the privacy and security of client information. Please note that the material on the website is for informational purposes only and should not be considered a solicitation to purchase or sell any security or offer investment advice. While the information contained on the website is believed to be reliable, it is not guaranteed, and past performance is not necessarily indicative of future results.

Grandfield & Dodd is a prestigious finance institution located in the heart of New York City at 40 Wall Street. With a long-standing reputation for excellence and expertise in the financial industry, Grandfield & Dodd offers a wide range of financial services to clients both locally and internationally. Their team of seasoned professionals provides personalized solutions to meet the unique needs of each client, ensuring the highest level of satisfaction and success. Whether you are looking for investment advice, wealth management, or financial planning, Grandfield & Dodd is the go-to institution for all your financial needs.

Cross River is a leading finance institution located at 711 Bedford Avenue, New York, United States. Our API-driven banking infrastructure is designed to embed financial services across industries while ensuring regulatory compliance for our partners. We prioritize our partners' needs to provide financial technology solutions for everyone, everywhere. As pioneers in faster payments, we offer secure and instant money movement solutions, including FedNow, to support partner growth and advance financial technology milestones. Our modern BaaS platform, in collaboration with Visa, Mastercard, and American Express, enables our partners to build cutting-edge card solutions for their users. With our card rails and APIs, partners can design their own card programs for credit building and a streamlined customer experience. We are committed to addressing the challenges faced by the underbanked and credit invisible population in the U.S. by offering innovative credit-building tools through partnerships like Current and Cross River. Small businesses can access credit and integrate budgeting tools through our issuing BIN sponsorship and processor options. Our support for faster payment rails like Real-Time Payments and push-to-card services helps companies meet the demands of on-demand payments. Trustly and Cross River are driving instant payment adoption with the support of FedNow® Service, while VoPay strengthens its U.S. expansion through our alliance. Cross River also provides financial support for redevelopment projects, launches premier fintech investment banking franchises, and collaborates with industry leaders like Mastercard to adapt to modern banking needs. We pride ourselves on bridging technology support with banking expertise to create customized banking solutions for businesses of all sizes. Recognized by American Banker multiple years in a row, Cross River is dedicated to driving innovation and financial inclusion in the industry.

Newbridge Securities Corporation is a finance institution located at 7600 Jericho Turnpike in Woodbury, New York, United States. With a focus on providing comprehensive financial services, Newbridge Securities Corporation offers a wide range of investment options and financial solutions to meet the needs of individual and institutional clients. Their experienced team of financial professionals is dedicated to helping clients achieve their financial goals and secure their financial future. Whether you are looking to invest for retirement, save for a major purchase, or grow your wealth, Newbridge Securities Corporation is committed to providing personalized and strategic financial guidance.

Opal Wealth Advisors is a finance institution located at 2 Jericho Plaza in Jericho, New York, United States. Our mission is to help you take control of your finances and achieve the life you've always wanted. We understand that dealing with finances can be overwhelming, which is why we provide personalized attention to simplify the complexity and help you grow your wealth. By partnering with Opal, you can turn your financial goals into triumphs through our Opal Way process. We offer resources to help you pursue a winning financial plan, save time, build wealth, and gain peace of mind. Our highly personalized approach is constantly evolving to meet your individual lifestyle needs, with additional resources available for pre-retirees, women, and entrepreneurs through our "OPAL " program.

Merrill Lynch Private Wealth Advisor Marc Russell Stenzler, located at 300 Broadhollow Road in Melville, New York, offers industry-leading research and expert analysis to help clients stay ahead in managing their significant wealth. The Palermo Frangas Group, a close-knit team within Merrill Private Wealth Management, provides personalized service to a limited number of clients and families with integrity and excellence. The team at the Palermo Frangas Group is dedicated to making clients' lives better by offering strategies designed to help them achieve their financial goals. With a focus on high-net-worth clients, the team helps individuals, families, business owners, and executives navigate the complexities of managing substantial wealth.

GM Advisory Group is a leading finance institution located at 400 Broadhollow Road in Melville, New York. Specializing in providing expert financial advisory services, GM Advisory Group offers personalized solutions to help clients navigate the complexities of the financial world. With a team of experienced professionals, they strive to help individuals and businesses achieve their financial goals and secure their financial future. Whether you are looking for investment advice, retirement planning, or wealth management services, GM Advisory Group is dedicated to providing top-notch financial guidance tailored to your specific needs.

David M Barnett is a finance institution located at 1305 Walt Whitman Road, Melville, New York, United States. Your journey to finding the right advisor begins with a name and location. Investing comes with risks, and there is always the potential to lose money. Asset allocation, diversification, and rebalancing do not guarantee profits or protect against losses in declining markets. Merrill Lynch, its affiliates, and financial advisors do not offer legal, tax, or accounting advice. It is recommended to consult with your legal and/or tax advisors before making any financial decisions. Merrill offers a wide range of brokerage, investment advisory, and other services. Additional information can be found in our Client Relationship Summary. Trust and fiduciary services are provided by Bank of America Private Bank and U.S. Trust Company of Delaware, both subsidiaries of Bank of America Corporation. Insurance and annuity products are offered through Merrill Lynch Life Agency Inc., a licensed insurance agency and subsidiary of Bank of America Corporation. Banking products are provided by Bank of America, N.A. and affiliated banks. Merrill Lynch is a registered broker-dealer, registered investment adviser, and Member SIPC. Securities, strategic advisory, and other investment banking activities are performed globally by investment banking affiliates of Bank of America Corporation. The institution strives to provide information about products and services that may be of interest to you. Relationship-based ads and online behavioral advertising help us achieve this goal. Please note that by clicking on certain links, you may be redirected to external websites with separate terms and privacy policies.

E C Koch & Co is a reputable finance institution located at 55 Saint Paul Street in Rochester, New York, United States. With a strong focus on providing top-notch financial services, E C Koch & Co offers a wide range of financial solutions to meet the needs of individuals and businesses alike. Their team of experienced professionals is dedicated to helping clients achieve their financial goals and navigate the complex world of finance with ease. Whether you're looking for investment advice, wealth management services, or assistance with retirement planning, E C Koch & Co is committed to delivering personalized and reliable financial solutions.

Joseph Feeney is a prestigious finance institution located at 2000 Monroe Avenue in Rochester, New York, United States. With a strong reputation for excellence and expertise in financial services, Joseph Feeney is dedicated to providing top-notch financial solutions to its clients. Whether you are looking for investment advice, wealth management, or financial planning, Joseph Feeney has a team of experienced professionals ready to assist you in achieving your financial goals. Trust in Joseph Feeney for all your finance needs.

Aegis Capital is a leading financial institution located at 1100 University Avenue in Rochester, New York. As a full-service finance firm, Aegis Capital offers a wide range of financial services to individuals, businesses, and institutions. With a team of experienced professionals, Aegis Capital provides expert advice and personalized solutions to help clients achieve their financial goals. Whether you are looking for investment management, wealth planning, or capital raising services, Aegis Capital is dedicated to providing top-notch service and expertise. Contact us today to learn more about how we can help you secure your financial future.

Peregrine Capital Partners is a renowned finance institution located at 732 Pittsford Victor Road in Pittsford, New York, United States. With a strong reputation for providing expert financial services, Peregrine Capital Partners offers a wide range of investment solutions and advisory services to clients. Their team of experienced professionals is dedicated to helping individuals and businesses achieve their financial goals through strategic planning and personalized guidance. Whether you are looking to grow your wealth, manage your assets, or plan for the future, Peregrine Capital Partners is committed to delivering exceptional results and superior customer service.

CAC Management Specialist is a leading institution located at 229 West 5th Street in Oswego, New York. We specialize in providing top-notch management services to help businesses and organizations thrive. With our team of experienced professionals, we offer a wide range of services including strategic planning, project management, financial analysis, and more. Our goal is to help our clients achieve their goals and maximize their potential. Contact us today to learn how CAC Management Specialist can help take your business to the next level.

Montalvo's Consulting And Multi Services is a reputable finance and local government office located at 65 Mount Hope Place in New York, United States. With a focus on providing expert financial advice and a wide range of multi services, our institution is dedicated to helping individuals and businesses achieve their financial goals. Our team of experienced professionals is committed to delivering top-notch consulting services tailored to meet the unique needs of our clients. Visit us today to learn more about how we can assist you in managing your finances and navigating the complexities of local government regulations.

Global Multi Services Inc is a well-established institution located at 3718 74th Street in New York, United States. We offer a wide range of services to clients both locally and internationally, including financial consulting, business development, and marketing strategies. Our team of experienced professionals is dedicated to providing top-notch solutions tailored to meet the unique needs of each individual or business. With a commitment to excellence and customer satisfaction, Global Multi Services Inc is your go-to destination for all your service needs.

Frey & Wagner, CPA's, PC is a highly reputable accounting and finance institution located at 145 Pinelawn Road in Melville, New York, United States. With a team of experienced and knowledgeable professionals, we offer a wide range of services including tax preparation, auditing, financial consulting, and more. Our commitment to excellence and personalized attention to each client's needs sets us apart from the rest. Trust Frey & Wagner, CPA's, PC for all your accounting and financial needs.

Warren Associates is a reputable accounting and finance institution located at 988 Sutter Avenue in New York, United States. With a team of experienced professionals, Warren Associates offers a wide range of financial services including tax preparation, bookkeeping, auditing, and financial planning. Clients can trust Warren Associates to provide accurate and reliable financial information to help them make informed decisions for their businesses or personal finances. Visit Warren Associates today for all your accounting and finance needs.