Financial regulatory compliance in New York City, New York
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Financial Dynamics
Financial Dynamics, located at 88 Pine Street in New York, is a leading finance institution that specializes in strategic communications. In today's fast-paced and complex business environment, effective communication with customers, employees, investors, and policymakers is crucial. Financial Dynamics, a part of FTI Consulting, helps business leaders navigate financial, regulatory, and reputational challenges while also seizing opportunities for growth and success. With a team of experienced strategic communications consultants around the world, Financial Dynamics assists organizations in managing crises, navigating market disruptions, and maintaining competitive positions. Their services include financial communications, crisis communications, M&A communications, corporate reputation management, public and government affairs, and data-driven design and digital strategy. By leveraging industry expertise, proprietary research, and a vast network of relationships with key influencers, Financial Dynamics ensures that the right message reaches the right audience at the right time.
Dinosaur Financial Group, LLC
Dinosaur Financial Group, LLC is a finance institution located at 33 Whitehall Street in New York, New York, United States. Please read the disclaimer carefully before proceeding. Users of this website must ensure they are observing all applicable laws and regulations in their relevant jurisdictions before accessing the information provided. By accessing the information, users are confirming that they are allowed to do so under the laws and regulations of their jurisdiction. The institution does not provide an invitation to invest or deal in the shares of the Company.
Financial Industry Regulatory
The Financial Industry Regulatory Authority (FINRA) is located at 20 Broad Street in New York, United States. As a finance institution, FINRA provides a range of services to registered representatives, firm compliance professionals, arbitration and mediation case participants, and FINRA neutrals. Through FINRA Data, users can access non-commercial data, save data views, and manage a Bond Watchlist. Registered representatives can fulfill Continuing Education requirements and view their industry CRD record, while compliance professionals can access filings, run reports, and submit support tickets. The Dispute Resolution Portal allows case participants and neutrals to view case information and submit documents. FINRA safeguards market integrity, enabling investors and firms to participate with confidence. As a not-for-profit organization supervised by the SEC, FINRA works towards creating a regulatory environment that promotes collaboration, innovation, and fairness. BrokerCheck is a free tool to research the background and experience of financial brokers, advisers, and firms. FINRA actively promotes diversity, equity, and inclusion within its organization, industry, and communities. With a focus on investor safety and market participation, FINRA processes an average of 67 billion electronic records per day.
Equinox Financial Partners
Equinox Financial Partners is a reputable finance institution located at 186-29 Grand Central Parkway in New York, United States. Specializing in providing expert financial services, Equinox Financial Partners offers a wide range of investment and wealth management solutions to help clients achieve their financial goals. With a team of experienced professionals, the institution is dedicated to delivering personalized and innovative financial strategies tailored to each individual's needs. Visit Equinox Financial Partners today to experience top-notch financial guidance and expertise.
Pegasus Private Client Group - Ameriprise Financial Services, LLC
Pegasus Private Client Group - Ameriprise Financial Services, LLC is a finance institution located at 1001 Franklin Avenue, Garden City, New York, United States. They offer a range of services including investment recommendations, asset allocation, and portfolio management tailored to individual goals and risk tolerance. Clients receive regular reviews and updates to ensure their financial plan aligns with their changing life circumstances. The institution provides secure online access to track investments and progress towards goals. Those interested can schedule a complimentary initial consultation to learn more about how they can help achieve financial goals. Ameriprise financial advisors are registered in certain U.S. states and adhere to strict regulations for client protection. The institution values referrals and ensures prompt follow-up with referred individuals. Privacy and security are a top priority, with safeguards in place to protect client information.
Douglas Graham - UBS Financial Services Inc.
Douglas Graham - UBS Financial Services Inc. is a reputable financial institution located at 58 South Service Road in Melville, New York, United States. As a branch of UBS Financial Services Inc., they offer a wide range of financial services to individual and corporate clients, including wealth management, investment advisory, and financial planning. With a team of experienced professionals, Douglas Graham - UBS Financial Services Inc. is dedicated to providing personalized and comprehensive financial solutions to help clients achieve their financial goals.
Stephen Kaplan - UBS Financial Services Inc.
Stephen Kaplan - UBS Financial Services Inc. is a leading finance institution located at 58 South Service Road in Melville, New York, United States. With a strong reputation for providing top-tier financial services, Stephen Kaplan - UBS Financial Services Inc. offers a wide range of investment and wealth management solutions to individuals, families, and businesses. Their team of experienced professionals is dedicated to helping clients achieve their financial goals and secure their financial future. Whether you are looking to grow your investments, plan for retirement, or protect your assets, Stephen Kaplan - UBS Financial Services Inc. is committed to providing personalized solutions tailored to your specific needs. Contact them today to learn more about how they can help you achieve financial success.
Next Financial Group
Next Financial Group is a leading finance institution located at 1473 Erie Boulevard in Schenectady, New York. Our experienced team of financial experts is dedicated to providing personalized financial solutions to help our clients achieve their financial goals. Whether you are looking to invest, plan for retirement, or secure a loan, Next Financial Group is here to help. Contact us today to schedule a consultation and take the next step towards financial success.
White Plains City Planning
Welcome to White Plains City Planning Located in the heart of White Plains at 255 Main Street, the White Plains City Planning office is dedicated to fostering sustainable growth and development in our vibrant community. As a key local government office, we play a crucial role in shaping the future of White Plains by overseeing land use, zoning, and community development initiatives.
Inner City Management
Welcome to Inner City Management, your trusted local government office dedicated to serving the vibrant community of Manhattan, New York. Conveniently located at 113 West 116th Street, our office is committed to enhancing the quality of life for residents and businesses in the area. At Inner City Management, we focus on efficient city planning, resource management, and community development initiatives that aim to foster a safe, sustainable, and thriving urban environment. Our team of dedicated professionals is here to assist with a variety of public services, ensuring that the needs of our diverse community are met with transparency, integrity, and responsiveness. Whether you're a resident seeking assistance or a business looking to engage with local government, Inner City Management is here to support you. Visit us today to learn more about our services and how we can work together to build a better Manhattan.
Boxer, Silva & Associates - Ameriprise Financial Services, LLC
Welcome to Boxer, Silva & Associates - Ameriprise Financial Services, LLC, your trusted partner in financial planning and investment management located at 100 Summit Lake Drive, Valhalla, New York 10595. Our dedicated team is committed to helping you achieve your financial goals, whether it's planning for retirement, funding education, or making a significant purchase like a second home. At Boxer, Silva & Associates, we prioritize what's most important to you. Our personalized approach involves understanding your individual goals and risk tolerance to provide tailored investment, asset allocation, and portfolio recommendations. We believe in a collaborative process, documenting your goals, regularly reviewing your progress, and adapting your strategy as life changes occur.
Aptus Compliance Tech Inc
Welcome to Aptus Compliance Tech Inc. Located conveniently at 451 Manor Road, Staten Island, New York, Aptus Compliance Tech Inc. is your trusted local partner in financial solutions and ATM services. We specialize in offering comprehensive financial compliance services and cutting-edge ATM technology to meet the diverse needs of our community.
Bank of New York Mellon
Welcome to the Bank of New York Mellon, conveniently located at 2430 North Ocean Avenue in Farmingville, New York. As a leading financial institution, we are committed to providing exceptional banking and financial services to our community. Whether you're looking to manage your personal finances, explore investment opportunities, or simply need access to a reliable ATM, our team is here to assist you with all your banking needs. Experience the trusted expertise and personalized service that have made Bank of New York Mellon a cornerstone in the world of finance. Visit us today and let us help you achieve your financial goals with confidence and ease.
Bank of New York Mellon
Welcome to the Bank of New York Mellon, conveniently located at 32 Station Road, Bellport, New York. As a leading global financial institution, we are committed to providing exceptional banking and financial services tailored to meet the diverse needs of our community. Whether you're looking for personal banking solutions, investment management, or access to our state-of-the-art ATM services, our experienced team is here to assist you every step of the way. Visit us today and experience the trusted expertise and customer-focused service that the Bank of New York Mellon is renowned for. Your financial future starts here.
Merrill Lynch Financial Advisor Michael T Lagnese
Welcome to the office of Merrill Lynch Financial Advisor Michael T. Lagnese, located at 450 Old Country Road, Riverhead, New York. We are dedicated to helping you navigate your financial journey with confidence and clarity. Our team, supported by the global resources of Merrill, is composed of talented and experienced professionals committed to building strong relationships based on trust and personalized service. At Merrill Lynch Wealth Management, we focus on what matters most to you—your family, goals, and priorities—as they evolve over the years. Our mission is to understand your unique financial situation, enabling us to design and implement a personalized plan to help you pursue your financial goals while managing investment risk.
Merrill Lynch Financial Advisor Harry L Hackett
Welcome to Merrill Lynch Financial Advisor Harry L Hackett, your trusted partner in financial planning and wealth management located at 57 Hampton Road, Southampton, New York. Our mission is to be your primary source for financial advice and guidance, offering personalized strategies to help you navigate the complexities of the financial world. At the Hackett Group, we believe in building strong relationships through teamwork and client involvement. Our dedicated team of advisors and wealth management client associates work closely with you to understand your unique financial situation, goals, and priorities. With access to the global investment capabilities of Merrill and the banking convenience of Bank of America, we provide comprehensive solutions tailored to your needs.
Meyer & Spencer, PC
Meyer & Spencer, PC is a renowned law firm located at 390 Bedford Road in Pleasantville, New York. Specializing in estate planning, trusts, elder law, Medicaid planning, real estate transactions, probate, and more, our experienced attorneys provide personalized attention to each client. With over 50 years of combined experience, our team is dedicated to helping clients navigate life's changes and ensure financial security for themselves and their families. From simple wills to complex trusts, we offer tailored legal advice to meet your unique needs. Serving clients in Westchester, Putnam, Rockland, Orange, Dutchess, Bronx, and New York counties, we are committed to making a meaningful difference in the lives of our clients and their loved ones. Contact us today to schedule a consultation with one of our Westchester & Putnam County estate planning lawyers.
Prana Risk Insurance Brokers & Agents
Prana Risk Insurance Brokers & Agents is a leading insurance agency located on Wall Street in New York City. Our team of experienced brokers and agents are dedicated to providing personalized insurance solutions for individuals and businesses. Whether you are looking for coverage for your home, car, business, or life, we have the expertise to help you find the right policy to fit your needs. With a commitment to excellent customer service and a wide range of insurance options, Prana Risk Insurance Brokers & Agents is your trusted partner in protecting what matters most to you. Contact us today to learn more about our services and how we can help you secure the coverage you need.
Benimovich Currie & Ajasin LLP: OATH/ECB Violation Lawyers
Benimovich Currie & Ajasin LLP is a law firm specializing in OATH/ECB violation cases, located at 49 Flatbush Avenue in New York, United States. Our team of experienced lawyers is dedicated to helping clients navigate through the complex legal processes involved in these types of violations. We provide personalized and strategic representation to ensure the best possible outcome for our clients. With a proven track record of success, we are committed to protecting our clients' rights and interests. Contact us today for expert legal assistance with your OATH/ECB violation case.
Dilendorf Law Firm PLLC
Welcome to Dilendorf Law Firm, located in New York at 85 Broad Street. Specializing in digital assets, general counsel services, estate planning, and navigating complex business challenges, our firm provides tailored support to high-net-worth individuals, family operations, and businesses. Led by Adam, a leading young whistleblower lawyer with a strong investigative background in complex organizations and transactions, our team also includes Bari Zahn, a seasoned attorney with nearly 20 years of experience in global law firms, and Steve, who brings extensive business and problem-solving expertise to our practice.
GNP Brokerage
GNP Brokerage is a reputable insurance agency located at 2001 57th Street in New York, United States. Specializing in risk management, we work to identify potential hazards in your operations to prevent catastrophes before they happen. Our tailored risk management program is designed to meet the unique needs of your business, ensuring that you are properly protected. With a team of experts possessing diverse industry knowledge and policy analysis skills, we can help you navigate the complexities of insurance policies and avoid potential pitfalls. We prioritize our clients and strive to provide exceptional customer service, addressing your requests and concerns with honesty and efficiency.
Hell's Kitchen Taxation Corporation
Hell's Kitchen Taxation Corporation is a leading accounting and finance institution located in the heart of New York City. Our team of experienced professionals is dedicated to providing top-notch financial services to individuals and businesses in the area. Whether you need help with tax preparation, bookkeeping, or financial planning, we are here to assist you every step of the way. Visit us at 855 9th Avenue to learn more about how Hell's Kitchen Taxation Corporation can help you achieve your financial goals.
Akin Law Group, PLLC
Akin Law Group, PLLC is a reputable law firm located at 45 Broadway in New York, New York, United States. Specializing in various legal matters, our team of experienced lawyers is dedicated to providing top-notch legal services to our clients. Whether you are in need of legal advice, representation, or assistance with a specific case, our firm is here to help. With a commitment to professionalism, integrity, and client satisfaction, Akin Law Group, PLLC is your trusted partner in navigating the complexities of the legal system.
Anderson & Associates Law, P.C.
Anderson & Associates Law, P.C. is a prestigious law firm located in the heart of New York City at 61 Broadway. Specializing in accounting, finance, and legal services, our team of experienced lawyers is dedicated to providing top-notch representation and guidance to our clients. With a focus on professionalism and integrity, we strive to achieve the best possible outcomes for our clients in a wide range of legal matters. Trust Anderson & Associates Law, P.C. to handle your legal needs with skill and expertise.
Edujas Company Corp.
Edujas Company Corp. is a leading institution located at 1050 Liberty Avenue in New York, United States. Specializing in accounting, finance, insurance agency, and legal services, our dedicated team of professionals is committed to providing top-notch solutions for all your financial and legal needs. With a strong reputation for excellence and integrity, Edujas Company Corp. is the trusted choice for individuals and businesses seeking expert advice and guidance in navigating the complexities of the financial and legal world. Contact us today to learn more about how we can help you achieve your goals.
Logic Advance Group
Logic Advance Group is a reputable finance institution located at 162-16 Union Turnpike in New York, United States. With a focus on providing advanced financial solutions, our team of experts is dedicated to helping clients achieve their financial goals. Whether you are looking for investment opportunities, financial planning services, or assistance with managing your assets, Logic Advance Group is here to help. Our commitment to excellence and customer satisfaction sets us apart as a trusted partner in the world of finance. Visit us today to see how we can help you secure a brighter financial future.
Baron Payroll
Baron Payroll is a trusted payroll processing company located at 1363 Veterans Memorial Highway in Hauppauge, New York. With years of experience in the industry, we provide comprehensive payroll services to businesses of all sizes. Our team of experts ensures accurate and timely payroll processing, tax filing, and compliance with all regulations. Count on Baron Payroll to streamline your payroll process and save you time and money. Contact us today to learn more about how we can help your business thrive.
VILLACIS BUSINESS SOLUTIONS INC
Welcome to Villacis Business Solutions Inc. Located at 7111 Northern Boulevard, Queens, New York, Villacis Business Solutions Inc. is your trusted partner in accounting and finance. Specializing in a comprehensive range of services, we are dedicated to helping you navigate the complexities of financial management with ease and confidence.
Royal Service Pro Inc
Royal Service Pro Inc is an insurance agency located at 762 5th Avenue, New York, United States. We specialize in providing expert insurance and DMV services to empower businesses and individuals. Our dedicated team offers personalized solutions tailored to your unique needs, ensuring security and compliance in all aspects of your operations. From comprehensive insurance policies to hassle-free DMV processing for commercial vehicles, we cover all bases to safeguard what matters most to you. Our mission is to be your trusted partner in navigating regulatory roads, providing unparalleled expertise and personalized attention to simplify complex processes and ensure compliance.
Kasell Law Firm
Kasell Law Firm, located at 1038 Jackson Avenue in New York, is dedicated to protecting consumer rights against law violators. Specializing in securities arbitration, consumer protection litigation, and general commercial litigation, the firm works closely with clients to understand their goals and concerns. With a proven track record of successful cases, Kasell Law Firm fights for clients in cases involving lemon law violations, dealership fraud, and other consumer protection issues. Clients have praised the firm for their professionalism, expertise, and dedication to achieving positive outcomes. If you are in need of legal representation for consumer-related issues, Kasell Law Firm is the place to turn.
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