The 30 Best Financial regulation in New York City, New York

St. James Financial Services, led by Robert Bianco, is a reputable finance institution located at 116 Terry Road in Smithtown, New York. With a commitment to providing top-notch financial services, their team of experts offers personalized solutions to help clients achieve their financial goals. Whether you are looking for investment advice, retirement planning, or assistance with wealth management, St. James Financial Services is dedicated to helping you secure a stable financial future. Trust in their expertise and experience for all your financial needs.

Lars L Kofod, a financial advisor at Ameriprise Financial Services, LLC located in Hauppauge, New York, offers personalized financial advice and investment recommendations to help clients achieve their financial goals. With a focus on tracking progress and adjusting strategies as needed, Lars helps clients navigate the complexities of financial planning. Clients can expect transparency and professionalism, as Lars is registered to conduct securities business in specific states and abides by FINRA's regulations. The initial consultation provides an overview of financial planning concepts, with no written analysis or recommendations provided. Ameriprise Financial cannot guarantee future financial results, but strives to empower clients with the knowledge and tools needed to make informed decisions.

Dinosaur Financial Group, LLC is a finance institution located at 33 Whitehall Street in New York, New York, United States. Please read the disclaimer carefully before proceeding. Users of this website must ensure they are observing all applicable laws and regulations in their relevant jurisdictions before accessing the information provided. By accessing the information, users are confirming that they are allowed to do so under the laws and regulations of their jurisdiction. The institution does not provide an invitation to invest or deal in the shares of the Company.

SharpFocus Financial Planning Group - Ameriprise Financial Services, LLC is a finance institution located at 11412 Beach Channel Drive in New York, United States. Our Ameriprise financial advisors are registered to do business in certain U.S. states and provide personalized financial planning services. During the initial consultation, we discuss your financial goals and provide an overview of financial planning concepts. While we cannot guarantee future financial results, we are committed to helping you achieve your goals. Users of our website agree to abide by our rules and regulations. As a member of FINRA and SIPC, we prioritize privacy and security for our clients. We appreciate referrals and look forward to helping your friends and family members with their financial needs. Contact us to schedule a meeting and let us assist you in reaching your financial goals.

The Financial Industry Regulatory Authority (FINRA) is located at 20 Broad Street in New York, United States. As a finance institution, FINRA provides a range of services to registered representatives, firm compliance professionals, arbitration and mediation case participants, and FINRA neutrals. Through FINRA Data, users can access non-commercial data, save data views, and manage a Bond Watchlist. Registered representatives can fulfill Continuing Education requirements and view their industry CRD record, while compliance professionals can access filings, run reports, and submit support tickets. The Dispute Resolution Portal allows case participants and neutrals to view case information and submit documents. FINRA safeguards market integrity, enabling investors and firms to participate with confidence. As a not-for-profit organization supervised by the SEC, FINRA works towards creating a regulatory environment that promotes collaboration, innovation, and fairness. BrokerCheck is a free tool to research the background and experience of financial brokers, advisers, and firms. FINRA actively promotes diversity, equity, and inclusion within its organization, industry, and communities. With a focus on investor safety and market participation, FINRA processes an average of 67 billion electronic records per day.

The Reilly Financial Group - Ameriprise Financial Services, LLC, located at 1001 Franklin Avenue, Garden City, New York, is a finance institution that offers personalized investment and financial planning services. Whether you are planning for retirement, education, or a major purchase, our experienced advisors provide tailored recommendations based on your goals and risk tolerance. We work with you to document your goals, regularly review your progress, and adjust your approach as needed. With secure online access, you can track your investments and accounts from any device. Schedule a complimentary initial consultation to learn more about how we can help you achieve your financial goals. Our advisors are registered to do business in certain U.S. states, and we adhere to strict regulations to ensure the security and privacy of your information. Contact us today to start the conversation about what matters most to you.

Pegasus Private Client Group - Ameriprise Financial Services, LLC is a finance institution located at 1001 Franklin Avenue, Garden City, New York, United States. They offer a range of services including investment recommendations, asset allocation, and portfolio management tailored to individual goals and risk tolerance. Clients receive regular reviews and updates to ensure their financial plan aligns with their changing life circumstances. The institution provides secure online access to track investments and progress towards goals. Those interested can schedule a complimentary initial consultation to learn more about how they can help achieve financial goals. Ameriprise financial advisors are registered in certain U.S. states and adhere to strict regulations for client protection. The institution values referrals and ensures prompt follow-up with referred individuals. Privacy and security are a top priority, with safeguards in place to protect client information.

The Armieri Group - Ameriprise Financial Services, LLC is a finance institution located at 1001 Franklin Avenue, Garden City, New York, United States. If you have questions or would like to schedule a complimentary initial consultation, feel free to get in touch. Their financial advisors are registered in certain U.S. states and can provide solutions and coverage levels for insurance needs such as health, life, disability, income, and long-term care. The institution offers a positive backdrop for stock prices and can help you prepare for unexpected financial situations. They cannot guarantee future financial results, but aim to help you achieve your financial goals and protect your assets. Visit their website for more information on corporate entities, important disclosures, website rules and regulations, privacy and security, and email fraud. Ameriprise Financial Services, LLC is a member of FINRA and SIPC. Feel free to refer your friends or family members to help them achieve their financial goals.

The Pinnacle Group - Ameriprise Financial Services, LLC is a leading finance institution located at 1001 Franklin Avenue, Garden City, New York, United States. Recognized as one of Forbes Best-in-State Wealth Management Teams for 2024, we offer personalized investment, asset allocation, and portfolio recommendations tailored to your individual goals and risk tolerance. Our experienced team documents your goals, regularly reviews and analyzes your progress, and adjusts your approach as life changes. You can easily access your investments and accounts from any device, track your progress towards your goals, and securely share information with us. Schedule a complimentary initial consultation to learn more about how we can help you achieve your financial goals. Our financial advisors are registered in certain U.S. states and adhere to strict regulations to ensure the safety and security of your investments. Contact us today to discuss what's most important to you and begin your journey towards financial success.

David Levine - Financial Advisor at Ameriprise Financial Services, LLC, located at 377 Oak Street, Garden City, New York, United States, offers personalized financial advice, investments, and solutions to help clients achieve their financial goals. With a focus on tracking progress and adjusting to life's changes, David Levine can provide guidance on saving for major purchases or meeting current needs. Background and qualification information is available on FINRA's BrokerCheck website. The institution also provides a Client Relationship Summary Disclosure. David Levine is registered to conduct securities business in certain states. The institution cannot guarantee future financial results. Visitors to the website are bound by the terms of Ameriprise Financial Website Rules and Regulations. Referrals are welcomed, and clients can expect to hear from David Levine soon. Ameriprise Financial Services, LLC is a member of FINRA and SIPC, ensuring privacy and security for clients.

Donald Gehrig is a Financial Advisor at Ameriprise Financial Services, LLC located at 90 Merrick Avenue in East Meadow, New York, United States. If you have any questions or would like to schedule a complimentary initial consultation, feel free to get in touch. Donald Gehrig is properly registered to conduct securities business with residents of certain states, as listed on FINRA's BrokerCheck website. The institution offers an overview of financial planning concepts during the initial consultation, but does not provide written analysis or recommendations. Ameriprise Financial cannot guarantee future financial results. Clients can expect personalized service and support in achieving their financial goals. The institution also emphasizes privacy and security, and users of the website are bound by the terms of Ameriprise Financial Website Rules and Regulations.

Barbara Barletta is a Registered Practice Associate at Ameriprise Financial Services, LLC located at 1001 Franklin Avenue in Garden City, New York. Specializing in finance, Barbara offers investment, asset allocation, and portfolio recommendations tailored to individual goals and risk tolerance. Clients can expect regular meetings to review progress, update strategies, and track goals securely online. By scheduling a complimentary initial consultation, clients can explore how Barbara can help with retirement planning, education savings, major purchases, and more. Barbara is registered in certain states and adheres to FINRA's regulations. Ameriprise Financial Services, LLC, is a member of FINRA and SIPC, providing a secure and trustworthy platform for financial planning.

De Vita & Associates - Ameriprise Financial Services, LLC is a finance institution located at 333 Jericho Turnpike, Jericho, New York, United States. They offer personalized investment and portfolio recommendations based on individual goals and risk tolerance. Clients can track their progress towards financial goals securely from any device. The institution provides solutions for unexpected events such as health, life, disability, and long-term care insurance. Ameriprise financial advisors are registered in certain U.S. states and can help clients prepare for the future. The initial consultation provides an overview of financial planning concepts. Ameriprise Financial Services, LLC cannot guarantee future financial results. Users agree to abide by the terms of the Ameriprise Financial Website Rules and Regulations. The institution is a member of FINRA and SIPC. They value referrals and strive to help friends and family achieve their financial goals. Clients can expect to hear from the institution soon after a referral.

Davidson, Maneri & Associates - Ameriprise Financial Services, LLC is a finance institution located at 100 Quentin Roosevelt Boulevard in Garden City, New York, United States. They offer personalized investment, asset allocation, and portfolio recommendations tailored to individual goals and risk tolerance. Regular progress reviews and updates are provided to ensure alignment with changing life circumstances. Clients can easily access their investments and track their progress towards goals from any device. The institution offers complimentary initial consultations to discuss financial planning concepts. Ameriprise financial advisors are registered in specific U.S. states and cannot guarantee future financial results. The institution values privacy and security, adhering to strict website rules and regulations. They are a member of FINRA and SIPC. Referrals are appreciated, and prospective clients can expect to hear from the institution soon to discuss their financial goals.

Intellectual Capital - Ameriprise Financial Services, LLC, located at 48 South Service Road, Melville, New York, United States, is a finance institution dedicated to helping individuals achieve their financial goals. Whether you are planning for retirement, education, or a major purchase, our team of advisors will provide personalized investment recommendations based on your goals and risk tolerance. We offer regular meetings to review and adjust your financial plan as needed, ensuring that you stay on track towards your objectives. With easy access to your investments and accounts from any device, you can track your progress and communicate securely with us at any time. Schedule a complimentary initial consultation to learn more about how we can assist you in reaching your financial aspirations. Visit our website for background and qualification information, and explore the Retirement InteractiveSM tool to address common retirement concerns. Ameriprise Financial Services, LLC is a member of FINRA and SIPC, and we adhere to strict privacy and security regulations to protect your information. Contact us today to discuss your financial priorities and start planning for a secure future.

Douglas Graham - UBS Financial Services Inc. is a reputable financial institution located at 58 South Service Road in Melville, New York, United States. As a branch of UBS Financial Services Inc., they offer a wide range of financial services to individual and corporate clients, including wealth management, investment advisory, and financial planning. With a team of experienced professionals, Douglas Graham - UBS Financial Services Inc. is dedicated to providing personalized and comprehensive financial solutions to help clients achieve their financial goals.

Bostwick Wealth Management - Ameriprise Financial Services, LLC is a finance institution located at 515 Broadhollow Road, Melville, New York, United States. They offer investment, asset allocation, and portfolio recommendations tailored to individual goals and risk tolerance. Clients receive regular progress reviews, updates to their financial approach, and secure access to their investments and accounts from any device. The institution provides a complimentary initial consultation to discuss financial goals and offers insights into the current market trends. Ameriprise financial advisors are registered in certain U.S. states and adhere to strict regulations for client privacy and security. Clients can expect personalized financial planning concepts and ongoing support to help them achieve their financial goals.

The Reilly Financial Group - Ameriprise Financial Services, LLC is a finance institution located at 445 Broadhollow Road, Melville, New York, United States. Ameriprise financial advisors are registered to do business in certain U.S. states. The institution offers consultations on financial planning concepts, but does not guarantee future financial results. Users of the site must adhere to Ameriprise Financial Website Rules and Regulations. The institution is a member of FINRA and SIPC. Clients can refer friends or family members to help them achieve their financial goals. The institution prioritizes privacy and security, with an Online Security Guarantee and information on email fraud.

Richard Rubin-Ameriprise Financial is a finance institution located at 200 Broadhollow Road, Melville, New York, United States. With a focus on individual goals and risk tolerance, we provide investment and portfolio recommendations tailored to each client. Our team documents goals, regularly reviews progress, and adjusts strategies as life changes. Clients can easily access their investments and track progress towards their goals securely from any device. Estate planning and wealth transfer services are also available to help clients prepare their legacy wishes. By scheduling a complimentary initial consultation, clients can learn more about how personalized advice can help them reach their financial goals. Ameriprise financial advisors are registered to do business in certain U.S. states, and additional information can be found on the advisor's personal website or FINRA's BrokerCheck website. We are committed to helping clients achieve financial success and appreciate the opportunity to assist their friends and family members as well.

Abney & Associates - Ameriprise Financial Services, LLC is a finance institution located at 445 Broadhollow Road, Melville, New York, United States. They offer a variety of financial services including investment recommendations, asset allocation, and portfolio management tailored to individual goals and risk tolerance. The institution emphasizes regular meetings to review progress and adjust strategies as life changes. Clients can access their accounts and track progress towards their goals securely from any device. The institution also offers complimentary initial consultations to discuss financial planning concepts. Ameriprise financial advisors are registered to do business in certain U.S. states. The institution cannot guarantee future financial results. Clients can refer friends or family members for financial assistance, and they will be contacted soon. Abney & Associates - Ameriprise Financial Services, LLC is a member of FINRA and SIPC, and users of their website agree to be bound by their rules and regulations.

The Feaser and Eisenbraun Group - Ameriprise Financial Services, LLC is a finance institution located at 1441 South Avenue in New York, United States. They offer complimentary initial consultations and provide investment, asset allocation, and portfolio recommendations tailored to individual goals and risk tolerance. Regular progress reviews and updates are conducted to adapt to life changes. Clients can access their investments and accounts securely from any device. The institution also offers insurance solutions to prepare for the unexpected and protect assets. Ameriprise financial advisors are registered in certain U.S. states. The institution emphasizes the importance of meeting to discuss financial goals and offers an initial consultation to provide an overview of financial planning concepts. Ameriprise Financial cannot guarantee future financial results. The institution is a member of FINRA and SIPC. Users of the site agree to abide by the rules and regulations. Referrals are appreciated, and the institution will reach out to them soon. Privacy and security are a top priority, with an Online Security Guarantee and information about email fraud available on the website.

The Bank of America Financial Center is a prominent banking institution located at 231 Beach 20th Street in New York, United States. As a leading player in the finance industry, this center offers a wide range of banking services to individuals, businesses, and organizations. From checking and savings accounts to loans and investments, Bank of America provides comprehensive financial solutions to meet the diverse needs of its customers. With a strong reputation for reliability and customer service, this institution is a trusted partner for managing finances and achieving financial goals.

Kellie Ronald is a financial advisor at Ameriprise Financial Services, LLC located at 70 Linden Oaks in Rochester, New York. With a focus on helping clients achieve their financial goals, Kellie offers expert advice on a range of financial planning concepts. Clients can expect a personalized approach to investing and wealth management, tailored to their individual needs and objectives. Kellie is registered to conduct securities business in select states, as listed on FINRA's BrokerCheck website. As a member of FINRA and SIPC, Ameriprise Financial Services, LLC adheres to strict rules and regulations to ensure the privacy and security of client information. Get in touch with Kellie Ronald today to start planning for a secure financial future.

Council Rock Wealth Advisory Group - Ameriprise Financial Services, LLC is a finance institution located at 2290 East Avenue in Rochester, New York, United States. Our team of Ameriprise financial advisors are registered to do business in certain U.S. states and are committed to helping clients achieve their financial goals. During the initial consultation, we provide an overview of financial planning concepts to discuss what is most important to you. Please note that you will not receive written analysis or recommendations at this stage. While we cannot guarantee future financial results, we strive to provide personalized financial solutions for our clients. Our services are regulated by FINRA and SIPC, and we adhere to strict rules and regulations to ensure the privacy and security of our clients' information. If you refer your friends or family members to us, we will reach out to them to help them achieve their financial goals. Thank you for considering Council Rock Wealth Advisory Group - Ameriprise Financial Services, LLC for your financial needs.

Krystal Lang, a Financial Advisor at Ameriprise Financial Services, LLC, located at 90 Linden Oaks in Rochester, New York, offers personalized financial planning services tailored to your individual goals and risk tolerance. With a focus on retirement, education, and major purchases, Krystal provides investment recommendations, asset allocation strategies, and portfolio management to help you achieve your financial objectives. By regularly reviewing and adjusting your plan as needed, she helps you track your progress and stay on course. As a registered advisor, Krystal Lang can conduct securities business with residents of specific states listed on FINRA's BrokerCheck website. Clients can access their accounts and track their progress online, securely sharing information and receiving updates from Krystal. To get started, schedule a complimentary initial consultation to discuss your financial goals and learn more about the services offered.

Olivia Casale is an Associate Financial Advisor at Ameriprise Financial Services, LLC, located at 80 Wolf Road in Albany, New York, United States. The office closes at 4 pm on Fridays from Memorial Day to Labor Day. Ameriprise financial advisors are registered to do business in certain U.S. states. The initial consultation provides an overview of financial planning concepts, with no written analysis or recommendations provided. Ameriprise Financial cannot guarantee future financial results. The institution is a member of FINRA and SIPC. Clients can expect personalized financial advice tailored to their specific needs. The institution values referrals and strives to help friends and family members achieve their financial goals. The privacy and security of clients' information is a top priority, with strict rules and regulations in place to protect their data. Contact Ameriprise Financial Services, LLC to schedule a meeting and discuss what's most important to you.

Paul R Loucks is a financial advisor at Ameriprise Financial Services, LLC located at 125 Wolf Road in Albany, New York, United States. He is registered to conduct securities business in certain states. The institution offers consultations to discuss financial planning concepts, although written analysis and recommendations are not provided during the initial meeting. Ameriprise Financial cannot guarantee future financial results. Clients can refer friends and family members to Paul R Loucks for assistance in achieving their financial goals. The institution is a member of FINRA and SIPC, and users of the website are bound by the Ameriprise Financial Website Rules and Regulations. Privacy and security are a top priority, with information available on the Privacy and Security Center regarding online security guarantees and email fraud.

National Tax & Financial Services is a leading institution in the field of accounting and finance, located in New York, United States. With a team of experienced professionals, we provide expert tax preparation, financial planning, and consulting services to individuals and businesses. Our goal is to help our clients navigate the complex world of taxes and finances, ensuring compliance with regulations and maximizing their financial success. Whether you need assistance with tax filing, investment strategies, or retirement planning, National Tax & Financial Services is here to help you achieve your financial goals.

New Roc Tax Service LETAS LLC is a trusted accounting and finance institution located in New Rochelle, New York, United States. With a team of experienced professionals, they offer a wide range of tax services to individuals and businesses. Whether you need help with tax planning, preparation, or filing, New Roc Tax Service LETAS LLC is dedicated to providing personalized and efficient solutions to meet your financial needs. Trustworthy, reliable, and knowledgeable, they are committed to helping you navigate the complexities of tax laws and regulations. Visit them today to experience top-notch financial services that will help you achieve your financial goals.

Business Bar New York is a premier accounting and finance institution located at 72 Guy Lombardo Avenue in Freeport, New York. Our team of experienced professionals provides top-notch financial services to businesses of all sizes. Whether you need help with bookkeeping, tax preparation, or financial planning, our experts are here to assist you every step of the way. Trust Business Bar New York to help you navigate the complexities of the financial world and achieve your business goals.