TOP 30 Best Financial institution regulation in New York

Welcome to Rocco A Carriero - Private Wealth Advisor, Ameriprise Financial Services, LLC, where we are committed to providing exceptional financial advisory services tailored to your unique needs. Located at 1673 County Road 39, Southampton, New York, our team is dedicated to helping you achieve your financial goals with confidence and clarity. Our expertise is backed by a range of prestigious certifications, ensuring that we deliver the highest standard of financial planning and advice. Our advisor holds the AAMS™ (Accredited Asset Management Specialist™) certification, which emphasizes a strong ethical foundation and proficiency in asset management, investment strategies, estate planning, and more. We also offer specialized services for domestic partners, retirees, and small business owners, thanks to our ADPA™ (Accredited Domestic Partnership Advisor™) and AWMA℠ (Accredited Wealth Management Advisor℠) designations.

Kenan Financial, CPA is a reputable accounting and finance institution located at 145 Windsor Highway in Newburgh, New York, United States. With a team of experienced Certified Public Accountants, they offer a wide range of financial services including tax preparation, auditing, bookkeeping, and financial consulting. Kenan Financial, CPA is dedicated to providing personalized and professional service to individuals and businesses alike, helping them achieve their financial goals and ensure compliance with regulations. Trust Kenan Financial, CPA for all your accounting and financial needs.

The Levy Economics Institute of Bard College is a leading research institution located at 30 Campus Road in Annandale-on-Hudson, New York. Established in 1986, the Institute is dedicated to promoting a deeper understanding of economic issues and policies through research, education, and public outreach. With a focus on innovative thinking and interdisciplinary collaboration, the Levy Economics Institute aims to contribute to the advancement of economic theory and practice. The Institute's diverse team of researchers and scholars work on a wide range of topics, including financial stability, income inequality, and sustainable economic growth. Through its programs and publications, the Levy Economics Institute plays a vital role in shaping the economic discourse and informing policy decisions at both the national and international levels.

The Business Halacha Institute is a leading educational institution located at 1937 Ocean Avenue in New York, United States. Our institute specializes in providing guidance and resources on Jewish business ethics and laws, helping individuals and organizations navigate the complexities of conducting business in accordance with Halacha (Jewish law). With a team of experienced scholars and experts, we offer seminars, workshops, and consultations to promote ethical business practices and ensure compliance with Halachic principles. Join us in upholding integrity and honesty in the world of business.

The American Institute of Architects - Long Island Chapter is a prestigious organization dedicated to promoting excellence in architecture and design. Located at 499 Jericho Turnpike in Mineola, New York, this chapter serves as a hub for architects and industry professionals on Long Island. With a focus on professional development, networking opportunities, and community engagement, the AIA Long Island Chapter is committed to advancing the practice of architecture and enhancing the built environment in the region. Joining this esteemed institution provides members with access to resources, events, and a network of like-minded professionals who are passionate about shaping the future of architecture on Long Island.

The Levy Institute is a prestigious university located in Red Hook, New York, United States. It is known for its rigorous academic programs and cutting-edge research in economics, finance, and public policy. The institute offers a wide range of undergraduate and graduate programs, as well as opportunities for students to engage in hands-on research projects and internships. With a faculty of renowned experts in their fields, the Levy Institute provides students with a top-notch education and prepares them for successful careers in their chosen fields.

Anthony Baldi & Associates - Ameriprise Financial Services, LLC is a finance institution located at 8310 Wehrle Drive, Williamsville, New York, United States. They offer a complimentary initial consultation to discuss your financial goals, whether it be retirement, education, or a major purchase. Their services include investment recommendations based on your goals and risk tolerance, regular progress reviews, and secure online access to track your investments. Their financial advisors are registered in certain U.S. states and adhere to strict regulations. They cannot guarantee future financial results but strive to help clients achieve their goals. Schedule a consultation today to learn more about how they can assist you with your financial planning needs.

Welcome to Timothy Lilley - Financial Advisor, Ameriprise Financial Services, LLC Located at 6622 Main Street, Williamsville, New York 14221, Timothy Lilley is your trusted partner in navigating the complex world of finance. As a dedicated financial advisor with Ameriprise Financial Services, LLC, Timothy is committed to helping you achieve your financial goals with confidence.

Seven Bridges Wealth Advisors - Ameriprise Financial Services, LLC is a finance institution located at 50 Main Street, White Plains, New York, United States. Ameriprise financial advisors are registered to do business in certain U.S. states. The initial consultation provides an overview of financial planning concepts, although no written analysis or recommendations will be given. Ameriprise Financial cannot guarantee future financial results. Users of the site agree to be bound by the terms of the Ameriprise Financial Website Rules and Regulations. The institution is a member of FINRA and SIPC. They appreciate the opportunity to help friends or family members achieve their financial goals and offer a referral program. Privacy and security are a top priority, with information available on their website.

Protective Wealth Consultants - Ameriprise Financial Services, LLC, located at 7 East Carver Street in Huntington, New York, is a finance institution dedicated to helping clients achieve their financial goals. Whether you are planning for retirement, education, or a major purchase, their team provides personalized investment recommendations based on your individual goals and risk tolerance. They document your goals, regularly review your progress, and adjust your approach as needed to help you track your financial journey. You can access your investments and accounts from any device securely, and schedule a complimentary initial consultation to learn more about how they can assist you. Their financial advisors are registered in certain U.S. states and adhere to strict regulations to ensure your financial security. They offer a range of services, from financial planning concepts to investment strategies, and aim to help you achieve positive financial results.

Michael Paulmeno is a financial advisor at Ameriprise Financial Services, LLC, located at 800 Westchester Avenue in Rye Brook, New York, United States. With a focus on finance, Michael provides expert advice and guidance to clients seeking to secure their financial future. Background and qualification information can be found on FINRA's BrokerCheck website. The institution offers a Client Relationship Summary Disclosure to ensure transparency and trust with clients. Michael Paulmeno is registered to conduct securities business in specific states, as listed on FINRA's BrokerCheck website. The institution provides consultations on financial planning concepts, with a focus on understanding each client's unique needs and goals. While Ameriprise Financial cannot guarantee future financial results, the institution strives to empower clients to make informed decisions. By referring friends and family to Michael Paulmeno, clients can help their loved ones achieve their financial goals. Privacy and security are a top priority at Ameriprise Financial, with strict adherence to website rules and regulations. Clients can rest assured that their information is protected through the institution's Online Security Guarantee. Feel free to reach out to Michael Paulmeno for a personalized consultation to discuss your financial needs.

Boxer, Silva & Associates - Ameriprise Financial Services, LLC is a finance institution located at 200 Summit Lake Drive in Valhalla, New York, United States. Our team of Ameriprise financial advisors are registered to do business in certain U.S. states and are dedicated to helping clients achieve their financial goals. During an initial consultation, we provide an overview of financial planning concepts to determine what is most important to you. Please note that you will not receive written analysis or recommendations during this consultation. While we cannot guarantee future financial results, we are committed to helping you make informed decisions about your finances. Our website provides important information about our corporate entities, rules and regulations, privacy and security measures, and how to protect yourself from email fraud. We are a member of FINRA and SIPC, and we appreciate the opportunity to assist your friends or family members with their financial goals. If you refer someone to us, they can expect to hear from us soon. Feel free to inform them in advance that we will be in touch. Thank you for considering Boxer, Silva & Associates - Ameriprise Financial Services, LLC for your financial needs.

Paradigm Wealth - Ameriprise Financial Services, LLC is a finance institution located at 427 Bedford Road, Pleasantville, New York, United States. They offer financial planning services and investment advice to help clients achieve their financial goals. Their team of Ameriprise financial advisors are registered in certain U.S. states and adhere to strict regulations to ensure client satisfaction and security. The institution provides an initial consultation to discuss individual financial needs and offers insights on stock market trends and investment opportunities. Clients can trust in the expertise and professionalism of Ameriprise Financial Services, LLC to guide them towards a secure financial future.

Inspire Confidence Group - Ameriprise Financial Services, LLC is a trusted finance institution located at 7242 U.S. 9 in Plattsburgh, New York, United States. Our team of Ameriprise financial advisors are registered to do business in certain U.S. states and are dedicated to helping you achieve your financial goals. From the initial consultation to discussing what's most important to you, we provide personalized financial planning concepts to guide you towards a secure financial future. While we cannot guarantee future financial results, we are committed to providing you with the tools and resources needed to make informed decisions. As a member of FINRA and SIPC, we adhere to strict rules and regulations to ensure the security and privacy of our clients. Whether you are looking to plan for retirement, save for your children's education, or invest in your future, we are here to help. Contact us today to schedule a meeting and start your journey towards financial success.

Tristin Hotaling - Financial Advisor, Ameriprise Financial Services, LLC is a finance institution located at 1550 Vestal Parkway East in Vestal, New York. They offer financial planning services and consultations to help clients achieve their financial goals. While they cannot guarantee future financial results, they provide expert advice and recommendations to guide clients in making informed decisions. As a member of FINRA and SIPC, they adhere to strict rules and regulations to ensure the security and privacy of their clients' information. Clients can trust in the expertise and professionalism of Tristin Hotaling and Ameriprise Financial Services, LLC to help them navigate the complexities of financial planning.

Seven Bridges Wealth Advisors - Ameriprise Financial Services, LLC is a finance institution located at 23 Wallkill Avenue in Wallkill, New York, United States. Our Ameriprise financial advisors are registered to do business in certain U.S. states and are dedicated to helping clients achieve their financial goals. During the initial consultation, we provide an overview of financial planning concepts to discuss what is most important to you. While we cannot guarantee future financial results, we are committed to providing personalized financial advice and guidance. Users of our site agree to our website rules and regulations, and we prioritize privacy and security for our clients. As a member of FINRA and SIPC, we strive to help individuals and families make informed financial decisions. Feel free to refer your friends or family members to us, as we appreciate the opportunity to assist them in reaching their financial goals. Contact us today to start planning for a secure financial future.

1879 Advisors - Ameriprise Financial Services, LLC is a finance institution located at 300 Westage Business Center Drive in Fishkill, New York, United States. Our team of Ameriprise financial advisors are registered to do business in certain U.S. states and are dedicated to helping you achieve your financial goals. During the initial consultation, we will provide an overview of financial planning concepts to discuss what is most important to you. Please note that you will not receive written analysis or recommendations during this consultation. At Ameriprise Financial, we cannot guarantee future financial results, but we are committed to helping you make informed decisions about your finances. Our website provides important disclosures, rules and regulations, and information about email fraud to ensure the security and privacy of our clients. As a member of FINRA and SIPC, we adhere to strict guidelines to protect your investments and personal information.

Verita Wealth Advisory Group - Ameriprise Financial Services, LLC is a finance institution located at 520 White Plains Road in Tarrytown, New York, United States. Our team of Ameriprise financial advisors are registered to do business in certain U.S. states and are dedicated to helping clients achieve their financial goals. During the initial consultation, we provide an overview of financial planning concepts to understand what is most important to you. Please note that you will not receive written analysis and/or recommendations during this meeting. While we cannot guarantee future financial results, we are committed to guiding you towards a secure financial future.

Gilbert Millstein, a financial advisor at Ameriprise Financial Services, LLC located at 122 East 42nd Street in New York, offers personalized investment and portfolio recommendations tailored to individual goals and risk tolerance. With regular progress reviews and updates, clients can track their financial goals securely from any device. Gilbert Millstein is registered to conduct securities business in specific states and offers complimentary initial consultations to discuss financial planning concepts. Ameriprise Financial Services, LLC, a member of FINRA and SIPC, cannot guarantee future financial results but provides a secure and regulated platform for clients to manage their investments. Clients can refer friends and family members to Gilbert Millstein for assistance in achieving their financial goals. The institution prioritizes client relationships and confidentiality, ensuring a positive and secure financial experience for all clients.

Storberg & Associates - Ameriprise Financial Services, LLC is a finance institution located at 1855 Victory Boulevard in New York, United States. They offer personalized investment and portfolio recommendations based on individual goals and risk tolerance. Clients can track their progress towards their financial goals securely from any device. The institution provides a complimentary initial consultation to discuss financial planning concepts. Ameriprise financial advisors are registered in certain U.S. states and cannot guarantee future financial results. They prioritize privacy and security, and adhere to strict rules and regulations. Clients can refer friends and family to help them achieve their financial goals. Members of Ameriprise Financial Services, LLC are also members of FINRA and SIPC.

Miller Financial Services, located at 744 Curtis Court in Lewiston, New York, is a full-service finance and legal institution specializing in retirement planning and estate conservation strategies. Our team of professionals is dedicated to helping you navigate changing financial conditions and create a secure future for yourself and your loved ones. As an investment adviser representative and registered representative of Voya Financial Advisors, Inc., we adhere to federal and state insurance and securities regulations to ensure that we provide the best possible service to our clients. We are licensed to sell insurance products in Florida, New York, and Virginia, and registered to sell securities in Florida, Maryland, New York, Rhode Island, and Virginia.

Cadence Wealth Management Solutions, located at 2290 East Avenue in Rochester, New York, is a finance institution under Ameriprise Financial Services, LLC. Recognized as one of Forbes' Best-in-State Wealth Management Teams for 2024, Cadence is dedicated to providing tailored financial guidance to help clients achieve their goals. With a focus on building lasting relationships based on trust and understanding, Cadence offers innovative thinking and deep-rooted experience to guide clients on their financial journey. The institution offers complimentary initial consultations and emphasizes personalized advice to help individuals reach their financial goals. Clients can rest assured knowing that their sensitive documents are securely destroyed and recycled at the institution's drive-through shredding events. As a member of Ameriprise Financial Services, LLC, Cadence Wealth Management Solutions adheres to strict regulations and prioritizes the privacy and security of its clients. Contact Cadence today to start a conversation about your financial future.

Merrill Lynch Financial Advisor Richard R O'Connor is a finance institution located at 75 Rockefeller Plaza, New York, New York, United States. They specialize in managing wealth through personalized strategies that adapt to changing market conditions. With access to investment insights from Merrill and banking solutions from Bank of America, they work to help clients pursue their financial goals through personalized wealth management strategies. Their approach begins with a conversation to understand the client's priorities, goals, and aspirations. By utilizing the Merrill Personal Wealth Analysis™, they can create a personalized plan centered on the client's goals. Their Investment Personality Assessment helps tailor the financial approach to the individual's preferences, ensuring that the strategy aligns with what matters most to the client.

John Hancock Financial Network is a finance institution located at 300 Jericho Quadrangle in Jericho, New York, United States. With a focus on providing financial advisory services with a personal touch, we believe in helping our customers live longer, healthier, and better lives. For over 160 years, we have been known for our honesty, reliability, and unwavering commitment to our customers. By combining our longstanding reputation with cutting-edge innovation, we are transforming the industry and helping our partners build successful life insurance businesses. We offer a range of products designed to add real value to your life insurance policy, including access to the groundbreaking Galleri test for multi-cancer early detection. Our Advisors can help you navigate the complexities of managing your finances while preparing for your family's future needs. Whether you are planning for retirement or seeking a personalized financial plan, we are here to help you achieve your goals.

Clear Ocean Capital Advisors - Ameriprise Financial Services, LLC is a finance institution located at 530 5th Avenue, New York, New York, United States. They prioritize understanding their clients' goals, whether it be for retirement, education, or major purchases. The institution provides personalized investment and portfolio recommendations based on individual goals and risk tolerance. They offer regular meetings to review progress, update strategies, and track goals. Clients can access their investments and accounts securely from any device. The institution offers complimentary initial consultations to discuss how they can help clients achieve their financial goals. Ameriprise financial advisors are registered in certain U.S. states and offer personalized financial planning concepts during consultations. They emphasize the importance of risk tolerance in determining investment strategies and offer insights into market volatility. Users of the site are bound by the terms of Ameriprise Financial Website Rules and Regulations. The institution is a member of FINRA and SIPC. They value referrals and assure clients of reaching out to their friends or family members to help them achieve their financial goals.

Harris Financial Services - Tax Preparation is a professional financial institution located at 175 61 Hillside Avenue in New York, United States. With a team of experienced and knowledgeable tax professionals, we offer comprehensive tax preparation services to individuals and businesses. Our goal is to help our clients navigate the complexities of tax laws and regulations, ensuring they maximize their deductions and minimize their tax liabilities. Whether you need assistance with personal tax returns or corporate tax filings, our dedicated team is here to provide you with expert guidance and support. Trust Harris Financial Services - Tax Preparation to handle all your tax preparation needs efficiently and accurately.

Kuttin Wealth Management - Ameriprise Financial Services, LLC is a finance institution located at 100 Quentin Roosevelt Boulevard in Garden City, New York, United States. Our team of Ameriprise financial advisors are registered to do business in certain U.S. states and provide personalized financial planning services. During the initial consultation, we will discuss your financial goals and provide an overview of financial planning concepts. While we cannot guarantee future financial results, we are committed to helping you achieve your goals. Please visit our website for important disclosures and regulations, and feel free to refer your friends and family members to us for financial advice. We look forward to meeting with you to discuss what's most important to you.

Cawley & Associates - Ameriprise Financial Services, LLC is a finance institution located at 3504 James Street, Syracuse, New York, United States. They offer personalized investment and portfolio recommendations based on individual goals and risk tolerance. Clients can track their progress towards their financial goals securely from any device. The advisors at Ameriprise are registered to do business in certain U.S. states and provide complimentary initial consultations to discuss financial planning concepts. The institution cannot guarantee future financial results. Clients can refer friends or family members to Ameriprise for assistance with achieving their financial goals. The institution is a member of FINRA and SIPC, and users of the site are bound by the terms of the Ameriprise Financial Website Rules and Regulations.

Greg Morra, a financial advisor at Ameriprise Financial Services, LLC located at 43 Paris Road, New Hartford, New York, offers personalized financial advice, investment recommendations, and solutions to help clients achieve their financial goals. With a focus on tracking progress and adjusting strategies as needed, Greg helps clients navigate the ever-changing financial landscape. Background and qualification information can be found on FINRA's BrokerCheck website. The institution also provides a Client Relationship Summary Disclosure for transparency. Whether you are saving for a major purchase or planning for the future, Greg Morra can help you create a sound financial strategy. Ameriprise Financial Services, LLC is a member of FINRA and SIPC, ensuring compliance with industry regulations and standards. Contact Greg Morra for a consultation to discuss your financial priorities and goals.

WealthPoint Partners - Ameriprise Financial Services, LLC is a finance institution located at 240 Redtail, Orchard Park, New York, United States. They specialize in partnering with employers to offer financial education benefits to empower their workforce. The institution provides investment, asset allocation, and portfolio recommendations based on individual goals and risk tolerance. They offer regular meetings to review progress, update approaches, and track goals. Clients can access their investments and accounts securely from any device. Ameriprise financial advisors are backed by the Ameriprise Investment Research Group, providing guidance on market conditions and investment impacts. The institution offers complimentary initial consultations to discuss financial planning concepts and help clients achieve their goals. Users of the site are bound by the terms of the Ameriprise Financial Website Rules and Regulations. Ameriprise Financial Services, LLC is a member of FINRA and SIPC.