TOP 30 Independent broker dealer in Pennsylvania

28 results found

Miller Hanover Insurance Agency, located at 334 High Street in Hanover, Pennsylvania, is a trusted institution specializing in auto insurance, home insurance, business insurance, and life insurance. Since 1949, we have been serving South Central PA as a one-stop shop for Insurance, Notary, Tag & Title, and Tax Preparation Services. As an independent insurance agency, we represent top companies in the industry to provide our clients with the highest quality of insurance protection. Our services extend to York and Adams Counties in Pennsylvania, as well as Carroll County in Maryland. We offer personalized insurance solutions for individuals and businesses, including Erie Auto Insurance and Erie Homeowners Insurance. With over 12,000 policies for our Erie Insurance clients, we are proud to be the longest-standing Erie Insurance Agency in South Central Pennsylvania. In addition, we provide comprehensive Business Insurance Solutions for various industries, such as Contractors, Restaurants, Auto Dealers, and Manufacturers.

Principal Financial Group is an insurance agency located at 58 East Chestnut Street, Bechtelsville, Pennsylvania, United States. Discover how insurance can help protect what matters most to you and your loved ones. As the presenting sponsor of the women’s and men’s John R. Wooden Award and Legends of Coaching Award, we celebrate expertise, excellence, and equality in sports. Protect your life and wages with our tailored accounts for the long term, ensuring financial security for the future. Take simple steps to adapt your money as life changes and meet your financial goals with the help of a local partner. Research our firm with FINRA's BrokerCheck and invest confidently with Principal® SimpleInvest portfolios. Remember, all investments come with inherent risks. Plan for retirement with the Retirement Wellness Planner and take control of your financial future. Insurance products issued by Principal National Life Insurance Co and Principal Life Insurance Co. Plan administrative services offered by Principal Life. Securities offered through Principal Securities, Inc., member SIPC and/or independent broker-dealers. Principal Financial Group is committed to helping you achieve financial security and peace of mind.

Stifel is a finance institution located at 274 3rd Street in Beaver, Pennsylvania, United States. With a focus on providing comprehensive financial services, Stifel offers a range of investment options and wealth management solutions to help clients achieve their financial goals. The institution prides itself on its personalized approach and commitment to client satisfaction, making it a trusted partner for individuals and businesses seeking expert financial guidance.

Stifel is a finance institution located at 3101 Emrick Boulevard in Bethlehem, Pennsylvania, United States. With a focus on providing comprehensive financial services, Stifel offers a range of investment and wealth management solutions to help individuals and businesses achieve their financial goals. Their team of experienced professionals is dedicated to providing personalized guidance and support to clients, ensuring they make informed decisions and secure their financial future. Whether you're looking to grow your investment portfolio, plan for retirement, or manage your assets, Stifel is committed to helping you navigate the complexities of the financial world with confidence.

Northwestern Mutual Financial: McGarry Daniel E is a finance institution located at 224 Saint Charles Way, York, Pennsylvania, United States. Our financial advisors are dedicated to protecting your family and helping you achieve your goals with insurance options that provide financial flexibility and income protection. When you work with us, you can expect personalized financial planning that considers your current and future priorities. We are a Top 10 Independent Investment Broker-Dealer and have been recognized as the Best Life Insurance Company for Customer Experience. Our high financial strength ratings from major rating agencies showcase our commitment to providing reliable financial solutions.

Scalise Financial Advisors, located at 4021 West 12th Street in Erie, Pennsylvania, is a finance institution dedicated to helping clients properly plan for retirement through sound financial advice and independent, objective asset allocation strategies. Dean Scalise, a Registered Representative of Osaic Wealth, Inc., offers securities products and services through this broker-dealer. Additionally, Dean Scalise is registered as an investment advisor representative under Scalise Financial Advisors, Inc., a registered investment advisor offering advisory services in Pennsylvania. Please note that services are only available for individuals residing in Pennsylvania, Ohio, and Florida. Visit our website to learn more about our investment professional's background.

Ameriprise Financial is a finance institution located at 125 North Franklin Street in Titusville, Pennsylvania, United States. They offer personalized financial advice to help individuals reach their financial goals. Ameriprise prides itself on putting their clients and their goals at the center of everything they do, which has earned them recognition as the overall winner in the wealth manager category in the 2023 Kiplinger Readers' Choice Awards. What sets Ameriprise apart from other financial firms is their personalized and comprehensive approach that helps clients feel more confident about their financial futures. Clients can receive an initial complimentary consultation to see how Ameriprise can help them work towards their dreams and goals. With multiple safeguards in place to protect personal information, clients can feel secure knowing their financial advisor is looking out for their best interests. The financial advice provided by Ameriprise is tailored to each individual's goals, ensuring a personalized approach to financial planning. Clients can also refer friends and family to Ameriprise for a conversation about their financial needs. With background and qualification information available on FINRA's BrokerCheck website, clients can feel confident in the expertise and professionalism of Ameriprise Financial advisors.

Shorebridge Wealth Management, located at 600 Waterfront Drive in Pittsburgh, Pennsylvania, is a finance institution dedicated to helping clients achieve their personal financial goals. With a focus on comprehensive planning and personalized strategies, Shorebridge offers extensive wealth management capabilities and a disciplined planning process. Clients can expect a comfortable and trusting relationship with their dedicated financial advisor, as well as the support and collective experience of the collaborative team at Shorebridge. The institution's motto, "Trust that spans a lifetime," reflects their commitment to providing a comprehensive plan designed to address every financial matter and milestone in their clients' lives.

Alum Rock Wealth Management, located at 1910 Cochran Road in Pittsburgh, Pennsylvania, is a finance institution founded by Douglas J. Turner, an Accredited Wealth Management Advisor with 37 years of experience in the industry. The institution was established in July 2011 to provide clients with expert financial advice to help them plan for important life events and secure their future. In May 2017, Mike Wiedt, with 33 years of financial services experience, joined the team. Alum Rock Wealth Management offers a range of services to help clients achieve their financial goals, including retirement planning and investment management. The institution is affiliated with Cambridge Investment Research, Inc., a broker-dealer, and Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser.

Northwestern Mutual Financial, located at 451 Stoystown Road in Somerset, Pennsylvania, is a finance and insurance agency dedicated to helping individuals protect their families and achieve their financial goals. With a team of experienced financial advisors, Northwestern Mutual offers personalized plans that balance current and future priorities, providing a comprehensive approach to financial planning that includes investments, insurance, and annuities. As a top-ranked independent investment broker-dealer and recognized leader in customer experience, Northwestern Mutual offers a wide range of financial options designed to help clients reach their goals. With the highest financial strength ratings from major rating agencies, clients can trust in the stability and reliability of Northwestern Mutual.

Good Life Companies, located at 2395 Lancaster Pike in Reading, Pennsylvania, is a finance institution that helps advisors launch, grow, and maximize the value of their businesses. With a focus on building the practice you want, Good Life offers a complete solution to help you achieve your vision, with a wide range of services for advisors and value-adds for clients. Transitioning to Good Life has been described as the best decision by many, allowing advisors to deliver the highest level of service to every client. Since joining Good Life in 2015, independent professionals have enjoyed the support and tools necessary to provide top-notch service to their clients. As a stand-alone entity, Good Life provides real estate, infrastructure, technology, training, marketing, and support to independent professionals throughout the United States. Please note that Good Life Companies is not a broker/dealer or a Registered Investment Advisor and does not provide legal or tax advice.

Raymond James is a prominent finance institution located at 104 Pheasant Run Road in Lincoln University, Pennsylvania, United States. Known for its comprehensive financial services, Raymond James offers a wide range of investment opportunities, wealth management solutions, and financial planning services to help clients achieve their financial goals. With a team of experienced professionals and a commitment to personalized service, Raymond James is dedicated to providing top-notch financial advice and support to individuals, families, and businesses alike. Visit Raymond James today to experience the difference in financial planning and investment management.

Blake Martin Financial is a finance and insurance agency located at 1056 Pennsylvania 390 in Cresco, Pennsylvania, United States. As a local financial professional in the Pocono Mountains, our goal is to provide high quality wealth management strategies to both business owners and individuals/families. We partner with an independent broker dealer to ensure that we can structure our business in a way that best serves our clients. Our broker dealer offers services such as processing investment business, marketing assistance, practice management, and education, as well as ensuring regulatory compliance and adherence to securities laws. We believe in providing objective advice and true independence to our clients, offering unbiased recommendations and impartial guidance tailored to their specific needs and goals. Securities are offered through Registered Representatives of Cambridge Investment Research, Inc., a broker-dealer, member FINRA/SIPC, and advisory services are offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Adviser. Blake Martin Financial and Cambridge are not affiliated.

Located at 1777 Sentry Parkway West in Blue Bell, Pennsylvania, the Mid-Atlantic Wealth Advisory Group is a client-focused financial advisory firm. With a detailed and unique approach to planning and investing, we provide long-term financial guidance in a world of increasing change and uncertainty. Our services include individual wealth and retirement planning, business solutions, group benefits, college savings strategies, protection, estate planning, and investment advisory and management services for a variety of clients. As an independent firm, we can offer objective recommendations supported by Cetera Advisor Networks' national team of professionals.

Alden Investment Group, located at 37 West Avenue in Wayne, Pennsylvania, is a modern financial services company dedicated to helping clients achieve their investment goals. Established in 1995, Alden offers a wide range of services including wealth management, asset management, and broker-dealer capabilities. With a team of professional brokers and registered investment advisors, Alden provides tailored solutions for advisors and clients, offering flexibility and a diverse set of investment options. The firm prioritizes regulatory compliance, transparency, and value in its investment offerings. Alden Investment Group also partners with specialized broker-dealer and RIA peers to enhance the services provided to clients. The firm's technology platform enables financial advisors and banks to offer a broader range of investment products and services to customers. With a commitment to putting clients' interests first, Alden Investment Group continues to be recognized as a top independent broker-dealer in the industry.

Richard T. Suro Associates, Inc. is a finance institution located at 333 North Oxford Valley Road, Fairless Hills, Pennsylvania, United States. They offer advisory services through Capital Analysts or Lincoln Investment, Registered Investment Advisers, and securities through Lincoln Investment, Broker/Dealer, Member FINRA/SIPC. Please note that tax, legal, and Social Security claiming services are not offered through or supervised by Lincoln Investment or Capital Analysts. Richard T. Suro Associates, Inc. is independent and non-affiliated with the above firms. This site is for informational purposes only and is not a solicitation for securities products or investment advisory services to individuals residing outside of the United States. Lincoln Investment and Capital Analysts are registered with the U.S. Securities and Exchange Commission. When visiting external websites linked here, you are leaving the Richard T. Suro Associates, Inc. website and assume responsibility for your use of the sites. Tax, legal, or Social Security claiming advice is not provided by Lincoln Investment or Capital Analysts. Be sure to check the background of this investment professional before engaging in any transactions.

Financial Expertise is a renowned institution located at 1200 Bustleton Pike in Feasterville-Trevose, Pennsylvania, United States. Specializing in finance, we provide a range of services to help individuals navigate the complexities of the financial world. Our team of experts offers valuable insights and guidance to help clients make informed decisions about their investments. At Financial Expertise, we understand the importance of staying informed and educated about financial matters. That's why we offer a variety of interesting videos on our website for you to watch and learn from. However, it is important to note that the information provided on our site is not intended as specific legal or tax advice. We always recommend consulting with a professional to address any legal, tax, or investment issues.

Waseem Khan - TD Wealth Financial Advisor is a finance institution located at 2712 Easton Avenue, Bethlehem, Pennsylvania, United States. With over 175 advisors ready to connect with clients, TD Wealth offers a range of banking, lending, investment, and trust services through TD Bank. Securities and investment advisory services are available through TD Private Client Wealth LLC, a registered investment adviser and broker-dealer. Additionally, Epoch Investment Partners, Inc. provides investment management services to TD Wealth. TD Investment Services (US) and TD Automated Investing are digital platform offerings, while High Net Worth and TD Investment Services (US) are fully managed account options. TD Wealth Management Services Inc. offers insurance products, and TD Bank, N.A. and its affiliates are committed to providing comprehensive financial services to clients. Please read the Legal Disclaimers for more information.

James H. Wilson is a finance and insurance agency located at 245 West Broad Street in Quakertown, Pennsylvania, United States. With an additional office at 1301 S. Harrison Street in Fort Wayne, Indiana, the institution is part of Lincoln Financial Advisors, an independent broker-dealer with a national network of financial professionals. The institution offers personalized solutions and fee-based financial planning to help individuals and business owners with estate planning, business succession, retirement, and financial plans. They have access to a diverse array of products and provide specialized support to clients. The institution is committed to long-term client relationships and upholds high standards of conduct. Securities are offered through Lincoln Financial Advisors Corp., a member of SIPC, and investment advisory services are also available through Lincoln Financial Advisors Corp. or Sagemark Consulting. Insurance is offered through Lincoln affiliates and other reputable companies. The institution does not provide legal or tax advice, and not all financial professionals within the firm may offer advisory services. For more information about the services and relationships offered by James H. Wilson, clients can refer to the Form CRS - Customer Relationship Summary.

Next Level Financial Advisors - Ameriprise Financial Services, LLC is a finance institution located at 790 Penllyn Blue Bell Pike, Blue Bell, Pennsylvania, United States. They offer personalized investment, asset allocation, and portfolio recommendations based on individual goals and risk tolerance. Clients can track their progress towards financial goals securely online and schedule complimentary initial consultations. Ameriprise financial advisors are registered in certain U.S. states and prioritize understanding risk tolerance to determine appropriate investment strategies. They provide an overview of financial planning concepts during initial consultations and cannot guarantee future financial results. Clients can refer friends or family members to help them achieve their financial goals. The institution is a member of FINRA and SIPC, and users agree to abide by their website rules and regulations.

Brian Berlin - TD Wealth Financial Advisor is a finance institution located at 2231 Cottman Avenue, Philadelphia, Pennsylvania, United States. As a part of TD Wealth®, a business of TD Bank N.A., the institution offers a wide range of banking, lending, investment, and trust services to its clients. Securities and investment advisory services are available through TD Private Client Wealth LLC, a registered investment adviser and broker-dealer. Additionally, Epoch Investment Partners, Inc. provides investment management services to TD Wealth clients. TD Investment Services (US) is an offering of TD Private Client Wealth, LLC, providing access to non-bank products and services. TD Automated Investing and TD Automated Investing Plus are digital platform offerings, while High Net Worth and TD Investment Services (US) are managed account offerings. TD Wealth Management Services Inc., an insurance agency, offers insurance products to clients. Please read the Legal Disclaimers for more information.

Principal Financial Services, located in the heart of Langeloth, Pennsylvania, is your trusted partner in navigating the complex world of finance. Our mission is to help you protect what matters most and achieve your financial goals, whether it's securing your family's future, planning for retirement, or investing wisely.Our Services:1. Insurance Protection: - We offer comprehensive insurance solutions to safeguard your life and wages. Our goal is to ensure that, no matter what happens, your loved ones can continue to thrive.2. Investment Guidance: - In times of market volatility, we provide expert advice to help you stay focused on your long-term objectives. Our tailored investment accounts are designed to help you save for significant milestones, such as retirement or education.3. Retirement Planning:

Principal Financial Group, located in the heart of Pittsburgh at the Federated Tower, is your trusted partner in navigating the complexities of finance and insurance. Our mission is to help you protect what matters most, ensuring that your loved ones and your financial future are secure no matter what life throws your way.Services: - Insurance Protection: Safeguard your life and wages to ensure your loved ones can continue thriving even during uncertain times. - Investment Guidance: Feel confident about your investments with tailored advice that aligns with your long-term goals, whether it's retirement, education, or other significant milestones.

At Merrill Lynch, Financial Advisor Andrew "Drew" Morrison and the Kish Morrison Group are dedicated to providing comprehensive wealth management services tailored to meet the unique needs of each client. Located in the heart of Pittsburgh, PA, our team offers insights on market trends and strategies to navigate potential opportunities and risks, all within a quick 15-minute consultation.Our Philosophy:We believe true wealth management extends beyond mere investment. Our holistic approach focuses on designing financial strategies that align with your most important goals, not just for your lifetime, but for generations to come. Whether you are accumulating wealth or looking to preserve it, we provide personalized attention and high-touch service to both high-net-worth clients and the emerging affluent. Core Principles:- Investment Manager Selection: We choose managers with consistent, favorable risk-adjusted returns and a tenure of five to ten years or more. - Asset Allocation: We believe asset allocation is the most crucial determinant of long-term investment returns. - Market Timing: We do not attempt to time the markets.

Merrill Lynch Private Wealth Advisor Derek S. Jancisin, located at 600 Grant St, 49th Floor, Pittsburgh, PA, is dedicated to empowering prosperity and simplifying wealth management for a select clientele. Our mission is to transform complex financial landscapes into seamless, straightforward pathways, ensuring a legacy of stability and growth. We work closely with individuals, families spanning multiple generations, business owners, and executives, using a goals-based wealth management approach to put our clients at the center of every personalized strategy.

At Merrill Lynch Financial Advisor Michelle Kish, we pride ourselves on providing expert financial advice and comprehensive wealth management services to individuals and families in all stages of their financial journey. Located in the heart of Pittsburgh, PA, our team at the Kish Morrison Group believes that true wealth management extends beyond mere investment strategies. We adopt a holistic approach to help you design financial plans that are aligned with your most significant life goals, not just for your lifetime but for generations to come.Our Philosophy: Our investment philosophy is grounded in core principles that prioritize risk-adjusted returns, long-term asset allocation, and tax efficiency. We carefully select investment managers with consistent performance records and emphasize a total return approach that includes both price appreciation and income generation. We avoid market timing and focus on creating strategies that are resilient and adaptable.Services Offered:

Merrill Lynch Private Wealth Advisor Gennaro R DiSilvio is dedicated to empowering prosperity and simplifying wealth for a select clientele. Located in the heart of Pittsburgh, PA, our office on the 49th floor of 600 Grant St is a beacon of financial expertise and personalized service. We specialize in transforming complex financial landscapes into seamless, straightforward pathways, ensuring a legacy of stability and growth for individuals, families, business owners, and executives.

Welcome to Robert J. Daries, located at 165 Township Line Road, Jenkintown, Pennsylvania 19046. We are proud to be part of DHM Wealth Management, a dedicated team of veteran financial advisors committed to providing exceptional long-term financial guidance tailored to the unique needs of individuals, families, businesses, and their interests. At DHM Wealth Management, we believe in a personalized approach, starting with listening to you. In today's fast-paced, technology-driven world, we understand the importance of personal interaction and empathy. By putting ourselves in your shoes, we gain a comprehensive understanding of the complexities you face, your financial goals, and your legacy aspirations.