Finra 120 West 12th Street, Kansas City, MO 64105

FINRA, located at 120 West 12th Street in Kansas City, Missouri, is a finance institution that provides a range of services to registered representatives, firm compliance professionals, investors, and market participants. Through FINRA Data, users can access data views, create and manage a Bond Watchlist, fulfill Continuing Education requirements, view industry CRD records, and perform various compliance tasks. The institution is dedicated to safeguarding market integrity, enabling investors and firms to participate in the market with confidence. As a not-for-profit organization supervised by the SEC, FINRA actively engages with investors, member firms, and policymakers to create a regulatory environment that promotes collaboration, innovation, and fairness. BrokerCheck, a free tool, allows users to research the background and experience of financial brokers, advisers, and firms. FINRA is committed to promoting diversity, equity, and inclusion within the organization, the industry, and communities. With deep expertise, leading technology, and extensive market intelligence, FINRA serves as the first line of oversight for the brokerage industry, processing an average of 67 billion electronic records per day.