Finra
55 West Monroe Street, Chicago, IL 60603
Location & Phone number
55 W Monroe St, Chicago, IL 60603, United States
About the Business
FINRA, the Financial Industry Regulatory Authority, is located at 55 West Monroe Street in Chicago, Illinois, United States. As a finance institution, FINRA Data provides non-commercial use of data, allowing users to save data views, create and manage a Bond Watchlist, and fulfill Continuing Education requirements for registered representatives. Firm compliance professionals can access filings, run reports, and submit support tickets through the platform. Additionally, Arbitration and mediation case participants can view case information and submit documents through the Dispute Resolution Portal. FINRA safeguards market integrity, enabling investors and firms to participate with confidence. As a not-for-profit organization supervised by the SEC, FINRA collaborates with stakeholders to create a regulatory environment that promotes collaboration, innovation, and fairness. BrokerCheck is a free tool provided by FINRA to research the background and experience of financial brokers, advisers, and firms. FINRA actively promotes diversity, equity, and inclusion within the organization and the industry. With expertise, technology, and market intelligence, FINRA serves as the first line of oversight for the brokerage industry, ensuring a vibrant and safe market environment for all participants.
Reviews
"This nonprofit organization does not accountable or transparent, decides to do what they want without any rec course there has stolen millions of dollars from shareholders and locked out 65,000 MMTLP SHAREHOLDERS OUT OF THEIR MONEY FOR OVER A YEAR. This organization starting with the president Robert Cook needs to be disbanded, and personally should be going to jail for the crimes and pain they inflicted on the MMTLP shareholders. The truth is coming out, and when it does many of the FINRA employees involved, will be accountable for their actions."
People Also Viewed
-
Tax Pros3710 S Western Ave, Chicago, IL 60609, United States
-
Property Tax Relief203 N La Salle Dr #2100, Chicago, IL 60601, United States
-
ClearValue Tax Preparation120 W Madison St, Chicago, IL 60602, United States
-
QR TaxPro6970 N Clark St, Chicago, IL 60626, United States
-
A All Financial Services3158 W Irving Park Rd, Chicago, IL 60618, United States
-
SCORE332 S Michigan Ave 6th Floor, Chicago, IL 60604, United States
-
First Analysis Corporation1 S Wacker Dr, Chicago, IL 60606, United States
-
BMO Global Asset Management115 S La Salle St #11, Chicago, IL 60603, United States
-
TAX ACCOUNTING SERVICES2835 N Sheffield Ave # 408, Chicago, IL 60657, United States
-
Top Tax5251 N Central Ave, Chicago, IL 60630, United States
-
ORBA455 N Cityfront Plaza Dr Suite 1600, Chicago, IL 60611, United States
-
D Tax People5241 N Harlem Ave, Chicago, IL 60656, United States
-
Individual Income Tax Service141 S Pulaski Rd, Chicago, IL 60624, United States
-
Tax Assistance Program233 S Wacker Dr # 9100, Chicago, IL 60606, United States
-
Lopez & Co2702 W Chicago Ave # 1, Chicago, IL 60622, United States
People also searched for
- Financial Consulting
- Audit & Consulting
- Becoming A Finra Member
- Dealing With Finra Sanctions
- Finra Approval
- Finra Arbitration
- Finra Arbitration Process
- Finra Audits
- Finra Broker-Dealer
- Finra Broker-Dealer Requirements
- Finra Certification
- Finra Certification Process
- Finra Compliance
- Finra Enforcement
- Finra Exams
- Finra Guidelines
- Finra Guidelines For Firms
- Finra Investigation Procedures
- Finra Investigations
- Finra Membership
- Finra Oversight
- Finra Oversight Responsibilities
- Finra Policies
- Finra Registration
- Finra Regulation
- Finra Reporting
- Finra Reporting Requirements
- Finra Rules
- Finra Sanctions
- Finra Standards
- Finra Standards For Brokers
- Finra Supervision
- Finra Supervision Guidelines
- How To Register With Finra
- Importance Of Finra Compliance
- Obtaining Finra Approval
- Passing Finra Exams
- Preparing For Finra Audits
- Understanding Finra Policies.
- Understanding Finra Regulations
List of local businesses, places and services in Illinois
⭐ business help 🔍 services ☎ phones 🕒 opening times ✍️reviews 🌍 addresses, locations 📷 photos